Tags:

Based on evidence provided by the CCA, the UN system ensures the following elements are common to all UNDAF development processes.

  • Identification of a limited number of key UNDAF strategic priorities (sometimes called results, areas, pillars or clusters) that are issue-based and framed by the 2030 Agenda, rather than being sector-oriented, and in which the UN system has the capacity and comparative advantage to make an impact through results that can be taken to scale and achieve transformative change;
  • Development of an overall theory of change that identifies viable development pathways. The theory of change will be used to derive collective outcomes, outputs and indicators for measuring changes, and articulates the logic and assumptions behind the assertion that those will lead to results.

FORMULATING UNDAF STRATEGIC PRIORITIES AND THE RESULTS MATRIX

STRATEGIC PRIORITIZATION

The strategic priorities of the UNDAF should be primarily drawn from the CCA and the UN Vision 2030. Those selected are envisaged to generate the greatest impacts in contributing to the achievement of the SDGs, in line with national priorities and needs. The identification of strategic priorities and the theory of change associated with them (including UNDAF outcomes) occurs through a transparent and consultative process involving national stakeholders.

Strategic prioritization takes into account national priorities, and gaps in policies and legal frameworks as well as the capacities of state and non-state institutions. It also considers a possible geographic focus, and looks at what other bilateral and multilateral partners are doing, and how the United Nations will work with them to achieve national priorities. The strategic prioritization exercise should be based on a previously agreed and shared UN understanding of the priority areas in the country, including under humanitarian and peacekeeping agendas, where the UN system, based on its comparative advantage, will focus its contribution.

UNDAF Outcomes

In line with UNDG RBM Handbook, outcomes represent changes in the institutional and behavioural capacities for development. Outcomes should:

  • Make a substantive and measurable contribution to the achievement of the selected priorities of the national development framework and the 2030 Agenda;
  • Directly address key issues/development challenges identified by the country analysis;
  • Be specific, realistically achievable, sustainable and measurable, ensuring accountability and monitoring;
  • Include special measures to address gender inequalities and empower women based on the findings from the CCA; and
  • Reflect the contributions of one or more organizations, clearly highlighted in the UNDAF results matrix.

Outputs are changes in skills or the abilities and capacities of individuals or institutions, or the availability of new products and services that result from the completion of a development intervention. Outputs are reflected in annual, biennial or multiyear joint work plans. Results at output level are directly attributable to the UN system and contribute to outcomes. While outputs are not required for the UNDAF, the UN system may choose to develop outputs as part of the outcome theory of change, which underlies work plans.

PREPARING A THEORY OF CHANGE

UNDAFs are founded on a clearly articulated, evidence-based theory of change that describes everything that needs to happen for development change to occur. As such, the theory of change allows the UNCT to understand the ways in which the results of the UNDAF results framework relate to one another. It explains the causal relationship between different types and levels of results, and makes explicit both the risks and assumptions that define the relationship. By doing so, it allows the UNCT and its partners to interrogate those assumptions and risks when subsequently developing programmes and projects.

Developing a theory of change is crucial for shaping the strategy for change that underlies the UNDAF, and for making explicit the focus on groups left behind or at risk of being left behind. This exercise in collective thinking helps the UN system and its partners to devise programmes best suited to achieving the desired change based on evidence and learning. The theory of change enables: a better and more agile strategy; more effective communication of it; improved partnership decisions for delivering on the strategy; and broader, deeper and more substantial ownership of it.

UNDAFs have an overall theory of change that shows how it is assumed that UNDAF strategic priorities will support achievement of national priorities and the SDGs, as well as how the outcomes collectively support the achievement of chosen priorities while mutually reinforcing each other. UNCT Results Groups also prepare a theory of change for each UNDAF outcome.

An UNDAF theory of change:

  • Is based on analysis and data provided in the CCA;
  • Articulates the high-level change the UNCT intends to contribute to in the context of the 2030 Agenda;
  • Makes clear why the UNCT believes that lower level results will necessarily result in higher level results;
  • Lays out the risks and assumptions that define the relationships among different results;
  • Is developed through a consultative process, reflecting the understanding of all relevant stakeholders; and
  • Supports continuous learning and improvement from programme design to closure.

UNDAF RESULTS MATRIX

UNDAF strategic priorities and outcomes are articulated in the UNDAF results matrix (see Annex 3). The matrix includes indicators, baselines, targets, means of verification, a list of partners, the medium-term CBF, and, where relevant, links to other UN plans. It makes the division of labour clear within the UN system by identifying roles and responsibilities. To the extent possible, indicators, targets, baselines and means of verification are aligned with the relevant SDG indicators and targets, and are drawn from the data used in the CCA.

UNDAF outcomes can be adapted directly from SDG targets that are lagging behind in areas where the United Nations has a comparative advantage. They are tailored to the national context and drawn from national priorities. The results matrix becomes the basis for monitoring and evaluation of the UNDAF, serving as a key element for ensuring evaluability.

The multiyear CBF is discussed under financing the UNDAF.

REVIEW AND VALIDATION OF THE UNDAF

The UNDAF is prepared in a standard template (see Annex 4), which also contains a standard legal clause (Annex 5). Prior to finalization, the Resident Coordinator, on behalf of the UN system, shares a draft of the UNDAF, including the results matrix and CBF, with the regional Peer Support Group for review. The group has 15 working days to provide consolidated comments, assessing the UNDAF based on the quality criteria in Annex 1. For more details about quality assurance at the regional level, see Annex 6. The UNCT reviews and incorporates comments it considers appropriate into the final draft UNDAF, and provides an explanation to the Peer Support Group on those comments it chooses not to include. In countries with UN missions, the Deputy Special Representative of the Secretary-General/ Resident Coordinator shares the draft UNDAF with the inter-agency taskforce to receive feedback within the same timeframe. After incorporating feedback, the UN system provides a new draft to the government, and seeks feedback on it from key stakeholders and other development partners.

SIGNATURE AND LAUNCH OF THE UNDAF

Once the UNDAF is agreed upon, it is signed by the government and all UN entities. Launching the UNDAF simultaneously with the national development plan, where feasible, can increase its visibility. The Resident Coordinator sends the signed UNDAF to all partners and to the Chair of the UNDG. Completed UNDAFs are posted on the UNDG website.

ALIGNMENT OF UN ORGANIZATION PROGRAMME DOCUMENTS

All UN organizations participating in the UNDAF align their programming processes to the UNDAF process to the extent possible. UNDAF strategic priorities, outcomes and joint work plans provide a basis for individual organizational planning instruments. While preparation of such plans will often begin before the final signature of the UNDAF, the final versions of these plans should align with the UNDAF, reflect its specific strategic priorities and outcomes, and make explicit their relationship with the UNDAF.

REGIONAL APPROACHES TO  PROGRAMMING

In certain sub-regional contexts, such as those involving small island developing states, the possibility of applying a regional approach to programming may be considered, including through multicountry UNDAFs to ensure coherent, coordinated and, where appropriate, integrated support that reduces duplication and increases impact. This has been done successfully for the Pacific Region (2013-2017 United Nations Development Assistance Framework for the Pacific Sub-region), covering 14 countries, and for the Caribbean (2017-2021 UN Multi-country Sustainable Development Framework in the Caribbean), covering 18 countries.

Related Blogs and Country stories

Silo Fighters Blog

Using Machine Learning to Accelerate Sustainable Development Solutions in Uganda

September 14, 2017

A year and a half after it was prototyped, the radio content analysis tool developed by Pulse Lab Kampala and partners has become fully operational. The findings and lessons learned during the process were compiled in a report entitled: “Using Machine Learning to Analyse Radio Content in Uganda - Opportunities for Sustainable Development and Humanitarian Action.” The recent Artificial Intelligence (AI) for Good Global Summit has brought together partners to define a roadmap for governments, industry, academia, media, and civil society to develop AI in a safe, responsible and ethical manner benefiting all segments of society. At the summit, the radio content analysis tool was showcased as one of the applications of AI currently in use at the UN. The tool was designed to leverage public radio content as a source of information to inform on issues relevant to sustainable development. The most complex part in the development of the prototype is capturing the transcription of spoken words into written text. This technology, called speech recognition, is used in applications ranging from simple voice dialing (e.g. "Call home") to fully automatic speech-to-text processing where every word is being converted into text (e.g. dictation to a document or email). The world’s largest IT companies, including Apple, Google, Microsoft and IBM, invest significant resources in speech recognition for their products. There are also companies that specialise in speech recognition as Nuance Communications (Apple’s supplier) or HTK. This type of companies offer automatic speech-to-text dictation in about 50 languages, but languages and dialects from the African continent are not available among them. The radio content analysis tool was developed as part of a project conducted by Pulse Lab Kampala in collaboration with the Stellenbosch University in South Africa. The tool works by converting public discussions that take place on radio in various African languages into text. Once converted, the text can be searched for topics of interest. The tool is now fully functional in the Northern and Central regions of Uganda and available for three languages: Luganda, Acholi and English (as spoken in the country). The report outlines the methodology and processes of the radio content analysis tool, distills the technology behind its creation and presents the lessons learned along the way. It also details the results of several pilot studies that were conducted together with partners from the Government, UN agencies and academia to understand the validity and value of unfiltered public radio discussions for development. The hope is that the processes and lessons detailed in the report can serve as examples and inspiration for using radio talk and data analytics to inform decision-making processes in development and humanitarian scenarios, in contexts where other sources of data may be missing or insufficient. Using Machine Learning to Analyse Radio Content in Uganda from Global Pulse Uganda’s population is the youngest in the world, with 77% of its population being under 30 years of age. The country is now gaining international recognition for the development of Artificial Intelligence products by its youth.Listen to insights from the young Ugandans working at Pulse Lab Kampala on the development of the radio content analysis tool.   Cross-posted from the United Nations Global Pulse Blog.

Silo Fighters Blog

These are Zimbabwe’s Sustainable Development Goals: Parliament’s Responsibility

BY Kanako Mabuchi | August 10, 2016

“Ordinary Zimbabweans must own the Sustainable Development Goals. They are our SDGs!”, the Speaker of the National Assembly closed with these inspiring words a half-day dialogue on the Sustainable Development Goals (SDGs) recently organized by the UN in Zimbabwe. The Speaker feels that Zimbabwe’s Parliamentarians have a critical role to play in ensuring that no one is left behind in the country’s progress towards achieving the 2030 Agenda. Through the Zimbabwe UN Development Assistance Framework (ZUNDAF) 2016-2020, we at the UN in Zimbabwe are supporting the Parliamentarians to fulfil their roles and responsibilities as representatives of the People; as legislators; and, as overseers of the Government’s national and international commitments. A total of 195 Parliamentarians participated in the dialogue which was organized, for a change, in a bit of a new way:  We moved away from “death by PowerPoint” methodology adopting a “talk show” format of pre-identified questions and answers.    We started with a one-minute global video on the SDGs, to ensure that the spirit of the unprecedented Agenda 2030 filled the room – ensuring also that all participants were familiar with the 17 SDGs.   The Government presented its SDG Position Paper which initially prioritizes 10 out of the 17 SDGs and firmly positions them within Zimbabwe’s national development plan.   Each head of agency represented their respective UN thematic result group under the UN strategic plan. This positioned the UN as a team rather than a collection of individual agencies. However, but perhaps unsurprisingly, the real game-changing moment came during the open discussion. The ball is in our court During an extensive question-and-answer session between the Parliamentarians and the UN, a number of Parliamentarians started advocating for UN’s support for their respective constituencies. This sparked the Speaker of the National Assembly to intervene with an inspirational speech to shake up the Parliamentarians, reminding them of the responsibility of the Parliament to make the Government accountable to the People. Taking everyone by surprise, he emphasised that it is the Parliament’s responsibility as legislators to vote on proposed laws using the barometer of whether they are transformative for the lives of Zimbabweans. It is their responsibility to approve and allocate resources in a manner conducive to achieve the SDGs and; it is their responsibility to translate the SDGs for social change. When the Speaker of the National Assembly declared “The ball is in our court,” there was a renewed sense of urgency for action to take the SDGs back to their constituents where the ownership lies. The Parliamentarians decided to establish a parliamentary committee on the SDGs to take the global goals implementation forward, led by the Speaker of the National Assembly himself. By the end of the half-day dialogue, Parliamentarians embraced that they are key to reaching the Zimbabweans who are hardest to reach, to be the voice of the voiceless. From our side at the UN, with SDGs as a common playing field, we are here to support the Government through our common strategic plan.  Stay tuned for the continued volley! 

Shares